144: Filer Information
Filer CIK | 0001618921 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
Filer CIK | 0001618921 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Name of Issuer | AMERISOURCEBERGEN CORP |
SEC File Number | 001-16671 |
Address of Issuer | 1 West First Avenue Conshohocken PENNSYLVANIA 19428-1800 |
Phone | 610-727-7000 |
Name of Person for Whose Account the Securities are To Be Sold | Walgreens Boots Alliance Holdings LLC |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
Relationship to Issuer | Affiliate |
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Common Stock | BofA Securities, Inc. One Bryant Park 8th Floor New York NY 10036 | 2190000 | 398339100 | 202466004 | 06/15/2023 | NYSE |
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Common Stock | 08/25/2016 | Shares acquired upon exercise of warrant | The Issuer | 22696912 | 08/25/2016 | Cash |
Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold | Gross Proceeds |
---|---|---|---|---|
Walgreens Boots Alliance Holdings LLC 108 Wilmot Road Deerfield IL 60014 | Common Stock | 05/11/2023 | 4590000 | 644300000 |
Remarks | In accordance with the procedures described in the interpretive letters from the staff of the Securities and Exchange Commission to Goldman, Sachs & Co., dated December 20, 1999, and to Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Incorporated, dated December 1, 2011, the Shares being sold are subject to variable pre-paid forward sale contracts (the "Contracts") each between Walgreens Boots Alliance Holdings LLC ("Counterparty") and a financial institution. The Contracts will provide for up-front cash payment to Counterparty. At maturity of the Contracts, Counterparty will be obligated to deliver to the relevant financial institution a number of shares as determined by a formula specified in the relevant Contract (or the cash equivalent thereof) and may, under certain circumstances, receive an additional cash payment. Any initial hedging activity in connection with the Contracts will be conducted by or through the broker named in Section 3(b). |
Date of Notice | 06/15/2023 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | /s/ Joseph B. Amsbary, Jr. |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |